DESCRIPTION
As insurance falls within the wider financial services sector, there are certain rules and regulations that those working in the industry, must adhere to.
This course will explore the regulators, their goals and objectives, and the appropriate and necessary regulations outlined by the regulators. Finally, the course will enable you to trade compliantly within the rules, guidelines and principles set within the industry.
OBJECTIVES
- Identify what insurances legally need to be in place
- Understand the purpose and supervision of the FCA
- Recognise key disclosure points to adhere to regulatory framework
- Handle complaints in a way that satisfies the regulator
